Registered Securities

См. также в других словарях:

• registered securities — securities that are recorded in the owner s name …   English contemporary dictionary

• registered securities — See registered bond registered stock registration of securities registration statement …   Black's law dictionary

• registered securities — shares or bonds whose ownership is recorded in a central register, as opposed to bearer securities ( bearer form), i.e. UK shares. Dresdner Kleinwort Wasserstein financial glossary …   Financial and business terms

• Securities Fraud Deterrence and Investor Restitution Act — The Securities Fraud Deterrence and Investor Restitution Act was USBill|108|H.R.|2179 and is a bill currently on the Union Calendar. Its official titles as introduced, is To enhance the authority of the Securities and Exchange Commission to… …   Wikipedia

• registered security — see security Merriam Webster’s Dictionary of Law. Merriam Webster. 1996. registered security …   Law dictionary

• registered representative — n. A person who has met certain qualifications and is allowed by the Securities and Exchange Commission to sell securities to the general public. The Essential Law Dictionary. Sphinx Publishing, An imprint of Sourcebooks, Inc. Amy Hackney… …   Law dictionary

• securities self regulatory organization — Under Title 11 U.S.C. Section 101: (48A) The term securities self regulatory organization means either a securities association registered with the Securities and Exchange Commission under section 15A of the Securities Exchange Act of 1934 or a… …   Glossary of Bankruptcy

• securities self-regulatory organization — Under Title 11 U.S.C. Section 101: (48A) The term securities self regulatory organization means either a securities association registered with the Securities and Exchange Commission under section 15A of the Securities Exchange Act of 1934 or a… …   Glossary of Bankruptcy

• registered form — Securities are recorded in the name of the owner on the books of the issuer or the issuer s registrar and can only be transferred to another owner when endorsed by the registered owner. Euroclear Clearing and Settlement glossary * * *    A… …   Financial and business terms

• Securities Industry and Financial Markets Association — (SIFMA) USA SIFMA is a securities industry trade association that represents the interests of securities firms, banks, US registered broker dealers and asset managers. SIFMA represents its members on regulatory and legislative issues that impact… …   Law dictionary

• Securities Act of 1933, as amended — (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange Commission ( …   Law dictionary